8项违规！渭南一地城投及高管被上交所通报批评
<div class="wx_rich_media_content" id="jsWxContainer"><section style='text-align: center;' nodeleaf="" data-pm-slice="0 0 []"><br></section><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;' data-pm-slice="0 0 []"><span leaf="" data-mpa-action-id="mkesijs7221y" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;'>日前，上交所对韩城市城市投资（集团）有限公司（以下简称“韩城城投”、发行人）及有关责任人作出予以通报批评的决定。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;'>上交所查明，</span><span textstyle='' style='letter-spacing: 1px;color: #007aaa;font-weight: bold;'>韩城城投在信息披露、募集资金管理使用方面存在8项违规行为。上交所决定对韩城城投及时任董事长、总经理孙振勃，时任财务负责人李红，时任财务负责人、信息披露事务负责人高攀予以通报批评。</span></span></p><p style='box-sizing: border-box; margin-top: 16px; margin-bottom: 16px; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf=""><span class="wxart_image" wx-style='display:inline-block;width: 578px;height: 737px;'></span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;'>韩城城投于2019年11月至2020年12月发行了19韩城01、20韩城01、20韩城04等公司债券，相关债券在上交所挂牌转让。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;color: #007aaa;font-weight: bold;'>经查明，发行人未及时披露多项临时报告。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>第一，未及时披露重大诉讼、仲裁及被执行情况。</span><span textstyle='' style='letter-spacing: 1px;'>2018年10月至2023年9月期间，发行人发生16起重大诉讼、仲裁及被执行事项，涉及融资租赁合同纠纷、信托贷款合同纠纷、建筑工程施工合同纠纷等，合计涉案金额达28.98亿元，但发行人未及时就相关事项披露临时报告。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>第二，未及时披露资产被冻结情况。</span><span textstyle='' style='letter-spacing: 1px;'>2021年5月，法院冻结发行人持有的韩城市象山科教文化新城开发建设有限责任公司7亿元股权，但发行人未及时就相关事项披露临时报告。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>第三，未及时披露失信被执行人情况。</span><span textstyle='' style='letter-spacing: 1px;'>2021年11月至2024年5月期间，发行人因3起纠纷先后被法院列为失信被执行人，但发行人未及时就相关事项披露临时报告。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>第四，未及时披露受到行政监管措施情况。</span><span textstyle='' style='letter-spacing: 1px;'>2021年11月，发行人收到证监局的行政监管措施，但发行人未及时就相关事项披露临时报告。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;color: #007aaa;font-weight: bold;'>同时，发行人还存在募集资金使用及管理相关违规行为。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>其一，违规转借募集资金。</span><span textstyle='' style='letter-spacing: 1px;'>2020年12月16日，发行人将2.11亿元20韩城03募集资金转借至合并报表范围外主体，转借金额占该只债券发行金额的19.36%。2021年11月，发行人将前述募集资金转回专户。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>其二，未按约定用途使用募集资金。</span><span textstyle='' style='letter-spacing: 1px;'>20韩城03募集说明书约定，募集资金应当用于补充公司营运资金、偿还特定有息负债。2021年11月，发行人将1.81亿元募集资金用于偿还不符合募集说明书约定的其他债务，占该只债券发行金额的16.61%。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;'>20韩城04募集说明书约定，募集资金应当用于偿还特定有息负债。2020年12月至2021年2月期间，发行人将1012万元募集资金用于补充营运资金，与募集说明书约定用途不符，占该只债券发行金额的3.49%。2022年7月，前述资金退回后，发行人又将501万元用于偿还不符合募集说明书约定用途的有息债务，占该只债券发行金额的1.73%。</span></span></p><p style='box-sizing: border-box; border: 0px; color: rgb(34, 34, 34); font-family: "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei", "WenQuanYi Micro Hei", "Helvetica Neue", Arial, sans-serif; font-size: 18px; text-align: justify; text-indent: 2em; line-height: 2em;'><span leaf="" data-mpa-action-id="mkesijs7gqt" style='font-size: 16px;font-family: mp-quote, -apple-system-font, BlinkMacSystemFont, "Helvetica Neue", "PingFang SC", "Hiragino Sans GB", "Microsoft YaHei UI", "Microsoft YaHei", Arial, sans-serif;'><span textstyle='' style='letter-spacing: 1px;background-color: #fffb00;color: #ff4c41;'>其三，募集资金专户管理不规范。</span><span textstyle='' style='letter-spacing: 1px;'>2019年11月，19韩城01募集资金专户在募集资金到账前留存自有资金，其中重庆银行专户留存6473.92元、长安银行专户留存5000万元。</span></span></p><section mpa-font-style='mkeskpg7ndf' style='font-size: 12px; text-align: center; line-height: 2em;' data-mpa-action-id="mkeskphb1tce" data-pm-slice="0 0 []"><span leaf=""><span textstyle='' style='letter-spacing: 1px;'>（来源：二三里资讯）</span></span></section><section mpa-font-style='mkeskpg7ndf' style='font-size: 12px; text-align: center; line-height: 2em;' data-mpa-action-id="mkeskphb1tce" data-pm-slice="0 0 []"><span leaf=""><span textstyle='' style='letter-spacing: 1px;'><img src="https://www.yewn.cn/data/attachment/forum/202601/14/111929up6znofcixm6x1l1.png"></span></span></section><section style='text-align: center;'><a class="weapp_image_link js_weapp_entry" data-miniprogram-type="image" data-miniprogram-appid="wx218388425ab0d0a7" data-miniprogram-path="pages/index/index" data-miniprogram-nickname="荣耀渭南网便民信息" data-miniprogram-servicetype="0" data-miniprogram-applink="" data-miniprogram-imageurl="http://mmbiz.qpic.cn/sz_mmbiz_jpg/gRgc8eETATyva1QloNYTbf7biaUYVWr4wXgPlXyOARX1MoB4uvMNwSlzV2bX6z8ax6a3XyYZBTk5vKuvZTRDjibA/640?wx_fmt=jpeg"><span class="wxart_image" wx-style='display:inline-block;'></span></a></section><p style='display: none;'><mp-style-type data-value="3"></mp-style-type></p></div> 严查募集资金管理使用方面违规操作 金融财务信托合同这一块不懂，就不置评了。 按照法律准则予以严判 迟早要爆雷的 韩城要脱离渭南市管理，用了多少钱活动成功，其目的可能就是为了利用监管空窗期，创造韩城的经济奇迹。领导走了，星光也就暗淡了。 按照法律准则予以严判 按法律法规予以严惩 这早该差了！ 城投本来就不合法
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